Sr Compliance Testing Lead

Our Group(1 month ago)

HybridFull TimeSenior$126,414 - $169,075 (estimated)Compliance

About this role

A compliance professional responsible for overseeing compliance inspections, monitoring functions, and compliance processes within financial services operations. The role acts as a trusted advisor to the business and compliance leadership, shaping compliance strategy and supporting regulatory engagements for broker-dealer and banking-like products.

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Required Skills

Compliance Monitoring
Risk Assessment
Regulatory Oversight
Root Cause
Report Writing
Stakeholder Engagement
Testing Frameworks
Investigations
Policy Development
Corrective Action

Qualifications

CRCM

About Our Group

vanguardjobs.com

New Relic is a cloud-native observability platform that helps developers and operations teams monitor, troubleshoot, and optimize applications, infrastructure, and digital customer experiences. It offers application performance monitoring (APM), distributed tracing, logs, metrics, infrastructure monitoring, synthetics, dashboards, and alerting, all unified in the New Relic One platform. The service ingests telemetry from across cloud-native and hybrid stacks, provides powerful query and visualization tools, and includes AI/ML-assisted insights to speed incident response and capacity planning. Organizations use New Relic to correlate metrics, traces, and logs in one place for real‑time visibility and faster troubleshooting.

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