Comply
Comply is a leading compliance SaaS and consulting provider for the global financial services sector. The Account Executive - Core will represent Comply’s solutions (Comply for RIA, Illumis, and Comply Platform) to registered investment advisers, hedge funds, private equity, and other financial firms within a defined regional territory, helping firms automate and manage regulatory compliance and related operations.
Comply is a compliance management platform and services partner built for financial services firms, including private funds, RIAs, broker-dealers, and investment banks, helping them meet SEC regulations. The platform offers software solutions for employee compliance, trade monitoring, code of ethics, conflicts of interest, risk assessments, and communications archiving, alongside an agentic AI compliance layer. Comply also provides regulatory consulting, managed services, regulatory filings, and education to help firms scale their compliance programs and stay audit-ready.
Comply Acquires Trailight to Accelerate Global Expansion and Create the Industry’s First Fully Integrated Firm and Employee Compliance Platform
Oct 27, 2025
Rep. Huffman Co-Sponsors Bill to Make Israel Comply With Ceasefire 'At a Moment of Catastrophic Civilian Suffering'
2 weeks ago
Trump admin blacklists Anthropic as AI firm refuses Pentagon demands
2 weeks ago
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Comply.
Comply didn’t post a salary, so this is our estimate from similar listings.
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