Manager, Electronic Communications Supervision

Osaic(22 days ago)

HybridFull TimeManager$90,000 - $100,000Compliance

About this role

Manager role on Osaic’s Electronic Communications Supervision team responsible for oversight of the firm’s electronic communications to support regulatory compliance. The position is based at one of Osaic’s hub offices and operates on a hybrid schedule. This role reports into the supervision/compliance organization and works with internal partners and financial professionals.

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Required Skills

Supervision
Compliance
Leadership
Risk Mitigation
Regulatory Knowledge
Communication
Coaching
Email Review
Problem Solving
Relationship Management

Qualifications

Bachelor's Degree (Preferred)
High School Diploma (Required)
FINRA Series 7
FINRA Series 24
FINRA Series 63 (Preferred)
FINRA Series 66 (Preferred)
FINRA Series 65 (Preferred)

About Osaic

osaic.com

Osaic is one of the nation’s largest providers of wealth management solutions and home to a service-driven community of Financial Professionals. The moments our Advisors create with clients inspire us and shape our strategy to empower their success.

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