Operations Associate – FINRA Series 99 or 24
Hennion & Walsh, Inc.(8 days ago)
About this role
The Operations Associate at Hennion & Walsh assists with daily client requests, processes transactions, and helps improve operational procedures. The role supports delivering quality service in a client-focused financial environment, requiring knowledge of industry standards.
Required Skills
- FINRA
- SEC
- Process Improvement
- Client Service
- Trade Support
- Regulatory Compliance
- Cashiering
- Workflow Management
- Financial Regulations
- Communication
Qualifications
- Series 99 or Series 24 License
- Experience with Broker Dealer or Investment Advisor
About Hennion & Walsh, Inc.
hennionandwalshcareers.comHennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.
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